Compliance Officer
Full-time
Tamaray People Solutions Corporation
Position: Compliance Officer (Assistant to the CCO)
Location: Makati
Responsibilities:
- Assist the Chief Compliance Officer (CCO) in administering the Compliance Program, promoting its effective implementation, addressing breaches, and liaising with the Bangko Sentral ng Pilipinas (BSP) and other regulatory agencies.
- Assist the CCO in managing and controlling the Branch’s compliance with the regulations of relevant regulatory bodies, including but not limited to BSP, Anti-Money Laundering Council (AMLC), Securities and Exchange Commission (SEC), Philippine Deposit Insurance Corporation (PDIC), and National Privacy Commission (NPC) .
- Execute and implement Compliance AML processing activities such as:
- AML Watchlist updating (e.g., AMLC Watchlist, Patriot Watchlist).
- Customer profiling and investigation when needed.
- Processing and reporting requirements.
- Conduct suspicious transaction investigations, evaluations, and processing .
- Prepare and submit AML reports , including Covered Transaction Reports (CTR) and Suspicious Transaction Reports (STR) .
- Review, manage, and administer FAML (Financial Anti-Money Laundering) scenarios .
- Execute and implement Compliance and AML Self-Assessment/Testing procedures.
- Provide functional support to the CCO in all compliance functions related to banking and AML regulations , as well as Head Office (HO) and local compliance-related requirements, policies, and procedures.
- Ensure the following activities are properly executed:
- Track new laws and regulations through BSP, AMLC, SEC, BIR, DOF, and DOLE websites daily to identify relevant issuances affecting the Bank.
- Check newspaper websites daily for AML/CFT-related news (predicate crimes) for inclusion in the local Negative News File.
- Draft monthly and quarterly compliance reports, including:
- HO Monthly Report
- Compliance-AML Agenda
- Quarterly Regulatory Contact Report
- Monthly/Quarterly Regulation Change Report
- External Legislative Summary Report
- Ensure completeness, accuracy, and timeliness of all documentary submissions to BSP and other regulatory agencies.
- Implement and monitor governmental reports using the Compliance Calendar and Checklist .
- Assist in drafting or revising policies and procedures , ensuring their implementation, dissemination, and proper monitoring of actions on the NRAS (New Laws Action Sheet) .
- Provide functional support for all training exercises related to compliance and AML.
- Perform other duties as may be assigned to assist the CCO .
Qualifications:
- Bachelor’s or Graduate Degree in Business, Finance, Law , or related field.
- At least 5 years of Compliance and AML experience in the financial industry.
- Experience in the banking industry is an advantage.
Work Location: Makati
Vacancy posted 4 days ago
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