Chief Compliance Officer
Full-time
Dempsey Resource Management Inc.
DUTIES AND RESPONSIBILITIES
1. Be abreast and knowledgeable with regulations on non-bank financial institutions (from the MORNBFI), anti-money laundering (from the AMLC) and data privacy (from the NPC).
2. Help craft and propose compliance policies and procedures based on above regulations.
3. Develop and implement a compliance program to ensure the company operates in accordance with BSP, SEC, AMLC and NPC regulations.
4. Be the primary point person in dealing with the examination and findinsof the above-mentioned regulatory agencies.
5. Design compliance metrics and establish a system for tracking them.
6. Sign off on any marketing, advertising collateral and product development to ensure it is compliant to regulations.
7. Perform compliance audits to determine whether established protocols and procedures are being followed and where they can be improved.
8. Help maintain up to date written documentation and policies related to the organization's business activities
9. Create compliance resources for staff members to reference when they have question.
10. Such other task as may, from time to time, be assigned by the Management.
Salary: 50K
Work location : Legaspi Village Makati City
Work Schedule : Monday–Friday, 9 a.m.–5 p.m.
Vacancy posted 2 days ago
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